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Rapidly Expanding, Profitable Securities Brokerage

Opportunity for equity position or investment in one of the premier U.S. independent securities brokerage firms. This industry leader seeks an appropriate financial or strategic participation to provide additional funding for continuation of profitable internal growth, debt retirement, recruitment of top producers and strategic acquisitions. This technologically advanced firm, with a clean record, is led by an experienced and capable management team and offers an efficient and supportive environment for its exceptionally productive financial advisors. A unique combination of internal resources, provide infrastructure for positive future growth. A participation of $5 to 10 million dollars in any combination of debt or equity would be considered. The firm plans to become publicly traded in about 18 months.